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Structured Products Legal Services & Regulatory Advisory

Expert Structured Products legal services providing end-to-end legal, regulatory, and compliance advisory for banks, financial institutions, investment firms, and issuers across India.

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Comprehensive structured investment products legal advisory covering derivatives, compliance, risk structuring, and regulatory alignment under Indian financial laws.

Overview

About Our Structured Products Legal Advisory

Structured Products are complex financial instruments combining derivatives, debt, and equity components, requiring precise legal structuring and regulatory compliance. At VIVS LEGAL, we provide specialized legal support for structured products, ensuring that issuers, distributors, and investors operate within India’s evolving regulatory framework.

Our advisory team delivers reliable structured investments legal advice, addressing documentation, regulatory approvals, risk disclosures, and ongoing compliance obligations.

What We Offer

Key Structured Products Legal Services We Offer

Comprehensive solutions tailored to your specific needs

Structured Products Legal Services

End-to-end legal advisory for designing, issuing, and managing structured financial instruments.

Derivatives and Structured Products Advisory

Legal guidance on derivative-linked products, swaps, notes, and hybrid instruments

Structured Product Solutions

Customized legal structuring solutions aligned with risk, return, and regulatory objectives.

Structured Products Compliance Services

Regulatory compliance support under SEBI, RBI, and applicable financial regulations

Structured Products Lawyers Advisory

Dedicated Structured Products Attorneys advising banks, NBFCs, and investment firms.

Structured Investment Products Legal Advisory

Legal vetting of term sheets, offering documents, disclosures, and investor agreements.

Our Approach

Our Legal Process for Structured Products

A systematic approach to ensure the best outcomes for your case

Step-1

Product & Regulatory Assessment

Analysis of the proposed structured product and applicable legal framework.

Step-2

Legal Structuring & Documentation

Drafting and vetting of term sheets, contracts, and disclosures.

Step-3

Compliance & Regulatory Alignment

Ensuring full compliance with structured products regulations in India.

Step-4

Ongoing Legal Support

Continuous legal support for structured products, including audits and regulatory updates

AIF Regulations in India – Legal Overview

Structured products regulations in India are governed by a combination of SEBI, RBI, and FEMA guidelines, depending on the product structure and investor category. These products often involve:

Derivative-linked instruments

Capital-protected or yield-enhanced structures

Market-linked debentures (MLDs)

Credit-linked notes

Compliance challenges include:

Disclosure and suitability norms

Risk categorization and investor eligibility

Regulatory approvals and reporting

Documentation and enforceability

Excellence

Committed to delivering outstanding legal outcomes

Client-Centric

Your success is our primary objective

Precision

Meticulous attention to every legal detail

Why Choose Us

Why Choose VIVS LEGAL for Structured Products Advisory?

Specialized Structured Products Lawyers and financial law experts

Strong understanding of derivatives and hybrid instruments

Proven experience in structured investment products legal advisory

Regulatory-first approach minimizing legal and compliance risk

Trusted advisors to banks, NBFCs, and investment managers

Crores Recovered

Partner Institutions

Compliance Rate

Client Support

Risk Mitigation & Regulatory Alignment for Structured Investments

Structured products involve complex risk, return, and regulatory considerations that require precise legal oversight. Our structured products legal advisory focuses on risk assessment, regulatory alignment, and enforceability of structured investment instruments under SEBI, RBI, and FEMA frameworks. We assist financial institutions and investment firms in navigating approval processes, disclosure obligations, and ongoing compliance requirements.

By proactively addressing regulatory risks and documentation gaps, our structured products lawyers help clients achieve legally sound investment structuring while minimizing exposure to regulatory action and investor disputes.

Need Legal Support for Structured Products?

Consult our experts for reliable structured products legal services and regulatory advisory across India.